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HF SIGNAL 01

A Technical Specification for Surrender Recognition as a Compliance-Relevant Safeguard under Article 41 of Additional Protocol I

Giovanni Nardacci — Founder, Human Flag Association
UNGM Partner No. 6126 · humanflag.org
Working Paper — July 2026


Abstract

Article 41 of Additional Protocol I prohibits attacks against persons who are recognized, or who in the circumstances should be recognized, as hors de combat, including persons who clearly express an intention to surrender. Article 57 further requires those who plan or decide upon an attack to do everything feasible to verify that attack remains lawful. While these obligations have existed since 1977, autonomous and semi-autonomous systems operating at machine speed create a practical problem: no commonly specified machine-readable form exists through which an intention to surrender can be communicated and recognized by such systems.

This paper presents HF SIGNAL 01, a candidate surrender-recognition protocol combining a pulsating white optical signal and a radio-frequency signature, intended as a technical referent for machine-readable expressions of surrender. The paper does not claim operational effectiveness, adoption, or legal status. Instead, it evaluates the proposal against previously defined feasibility criteria for lawful operational safeguards, including technology readiness, latency, annotated datasets, and independent validation.

The assessment is deliberately conservative. HF SIGNAL 01 currently exists as a fully specified and publicly documented concept without experimental validation, implementation, or performance data. Its present contribution is documentary rather than operational. The paper argues that the existence of a publicly available and integrity-protected candidate standard changes the factual context in which surrender-recognition capabilities may be assessed, transforming what was previously described solely as technical impossibility into a documented question of design choice, review, and validation.

The paper concludes by inviting independent technical testing, dataset development, and examination within relevant international humanitarian law and autonomous weapons governance fora.


The Signal

HF SIGNAL 01 is a physical, dual-channel recognition signal, intended to be detectable by autonomous or semi-autonomous targeting systems as an indication of non-combatant / surrendering status under Article 41 AP I:

Optical channel — 7 Hz pulsating white light
Electronic channel — 144.0 MHz continuous FM tone

Distinct from HF-PAX-01. HF SIGNAL 01 is a physical recognition signal (pattern detection). HF-PAX-01 is a separate, complementary instrument: a semantic declaration of non-belligerence addressed to systems capable of understanding meaning, not only detecting a pattern. The two must not be conflated.

Cite As

Giovanni Nardacci, 'HF SIGNAL 01: A Technical Specification for Surrender Recognition as a Compliance-Relevant Safeguard under Article 41 of Additional Protocol I' (2026), Zenodo DOI 10.5281/zenodo.21183138.

Access

📄 View on Zenodo ⚙️ GitHub Repository

Keywords

International Humanitarian Law · Autonomous Weapons Systems · Lethal Weapons Systems · Article 41 · Article 57 · Surrender Recognition · Machine-Readable Signal


Related Work

HF SIGNAL 01 applies the feasibility criteria developed in: Lawful Operational Safeguards in AI Systems (Paper I) and Systemic Arrestability (Paper II).


Released under CC BY 4.0. Human Flag Association — Bellinzona, Switzerland.

The paper does not claim operational effectiveness, adoption, or legal status.